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Current Employers
Landolt Securities, Inc.

900 North Shore Drive Suite 279, Lake Bluff, IL 60044 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-29
TX RA APPROVED 2023-02-07
NC RA APPROVED 2023-02-06
IL RA APPROVED 2008-10-31
  • NY RA
    APPROVED
    Since 2026-05-29
  • TX RA
    APPROVED
    Since 2023-02-07
  • NC RA
    APPROVED
    Since 2023-02-06
  • IL RA
    APPROVED
    Since 2008-10-31

Branch Locations

900 North Shore Drive Suite 279, Lake Bluff, IL 60044 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Landolt Securities, Inc. Naperville IL 10/2008 Present
Previous Registrations
Other Businesses

President/owner of Torii Asset Management since Nov. 2008. Provide Investment advisory services at 9S040 Stearman Dr. Naperville, IL. 90% of my time is spent working providing investment advice for LSI/TAM clients. Create, monitor and adjust investment accounts for clients. Began as Trustee for family trust in April 2021, 3 hours per month, none during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-02
S63 Uniform Securities Agent State Law Examination 1989-04-03
  • S65 Uniform Investment Adviser Law Examination
    1994-11-02
  • S63 Uniform Securities Agent State Law Examination
    1989-04-03
Other Names
  • Yoko Yokosawa

View on SEC IAPD

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