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Mesirow Financial Investment Management, Inc. CRD 111135
$50.4B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
353 N. Clark St, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2017-05-30 |
| TX | RA | APPROVED_RES | 2013-01-03 |
| CA | RA | APPROVED | 2010-01-04 |
| IL | RA | APPROVED | 2006-11-02 |
Branch Locations
353 N. Clark St, Chicago, IL 60654 • United States
Whitefish, MT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mesirow Financial, Inc. | Chicago | IL | 12/1993 | Present |
COLLEGE OF THE DESERT: CITIZENS BOND OVERSIGHT COMMITTEE, PAM DESERT, CA. MEMBER, CITIZENS BOND OVERSIGHT COMMITTEE. OVERSEES USES OF FUNDS FOR CERTAIN BONDS ISSUED BY THE COLLEGE. DEVOTED 1-2 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-09 |
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