Best Investors
Account
Sign in
Best Investors
Account
Sign in
8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-08-23 |
| TX | RA | APPROVED | 2019-08-23 |
Branch Locations
2901 Douglas Blvd. Suite 255, Roseville, CA 95661 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R W Baird & Co | Roseville | CA | 11/2008 | 08/2019 |
| D.A. Davidson & Co. | Roseville | CA | 08/2019 | Present |
Treelake Village Master Home Owners Association; non-investment related; Folsom, CA; Non-Profit; President; Starting 1/8/2018; 5 hr/mo; no time during securities trading hours; preside over meetings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-03 |
Reach out to this advisor