Susan Janice Santamaria

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  Raymond James Financial Services
  Austin, TX
• 11/2015 → Present
  Raymond James Financial Services Advisors, Inc.
  Austin, TX

Previous Registrations

• 2006-11-30 → 2015-11-19
  Edward Jones
  Dripping Springs, TX
  Austin, TX

Other Businesses

(1)Name of Business: S/R Santamaria Associates Address: 14101 W Highway 290 Bldg 800, Austin, TX, 78737, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/31/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Maintaining a bank account, paying RJFS business expenses, maintaining a lease for business branch, maintaining other business related contracts such as security system, phones and internet. (2) Name of Business: SR Santamaria & Assoc LLC, dba The Santamaria Wealth Group Address: 14101 West Highway 290, Austin, TX, 78737, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 12/15/2015 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Providing financial advice to clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-28
• S63 Uniform Securities Agent State Law Examination
  1984-11-15