Toby Scott Kline

LPl Financial LLC

CRD 5201613

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-06-09

MD RA
APPROVED

Since 2021-06-09

Branch Locations

6093 Spring Ridge Parkway, Frederick, MD 21701 • United States

929 W. Seventh St., Frederick, MD 21701 • United States

7620 Old National Pike, Boonsboro, MD 21713 • United States

5585 Spectrum Dr., Frederick, MD 21703 • United States

Hagerstown, MD • United States

91 Routzahn'S Way, Frederick, MD 21701 • United States

1304 West Patrick St, Frederick, MD 21703 • United States

26 North Court St., Frederick, MD 21701 • United States

9801 Main St., Damascus, MD 20872 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&T Bank	Hagerstown	MD	06/2008	Present
M&T Securities	Buffalo	NY	07/2008	06/2021
Lpl Financial Llc	Hagerstown	MD	06/2021	Present

06/2008 → Present

M&T Bank

Hagerstown, MD
07/2008 → 06/2021

M&T Securities

Buffalo, NY
06/2021 → Present

Lpl Financial Llc

Hagerstown, MD

Previous Registrations

2008-07-10 → 2021-06-09

M&T Securities, Inc.

Frederick, MD

Frederick, MD

Frederick, MD

Frederick, MD

Frederick, MD

Frederick, MD

Hagerstown, MD

Hagerstown, MD

Washington, DC

Clear Spring, MD

Clear Spring, MD

Frederick, MD

Annapolis, MD

Leesburg, VA

Williamsport, MD

Boonsboro, MD

Hagerstown, MD

Baltimore, MD

Hagerstown, MD

Frederick, MD

Frederick, MD
2006-10-10 → 2008-07-02

Ameriprise Financial Services, Llc

Gaithersburg, MD

Other Businesses

1. 4/21/2021: Wilmington Advisors @ M&T; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv.-related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-09

S66 Uniform Combined State Law Examination

2006-10-09

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD

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