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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-06-09
  • MD RA
    APPROVED
    Since 2021-06-09

Branch Locations

6093 Spring Ridge Parkway, Frederick, MD 21701 • United States

929 W. Seventh St., Frederick, MD 21701 • United States

7620 Old National Pike, Boonsboro, MD 21713 • United States

5585 Spectrum Dr., Frederick, MD 21703 • United States

Hagerstown, MD • United States

91 Routzahn'S Way, Frederick, MD 21701 • United States

1304 West Patrick St, Frederick, MD 21703 • United States

26 North Court St., Frederick, MD 21701 • United States

9801 Main St., Damascus, MD 20872 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Bank Hagerstown MD 06/2008 Present
M&T Securities Buffalo NY 07/2008 06/2021
Lpl Financial Llc Hagerstown MD 06/2021 Present
  • 06/2008 → Present
    M&T Bank
    Hagerstown, MD
  • 07/2008 → 06/2021
    M&T Securities
    Buffalo, NY
  • 06/2021 → Present
    Hagerstown, MD
Previous Registrations
  • 2008-07-10 → 2021-06-09
    M&T Securities, Inc.
    Frederick, MD
    Frederick, MD
    Frederick, MD
    Frederick, MD
    Frederick, MD
    Frederick, MD
    Hagerstown, MD
    Hagerstown, MD
    Washington, DC
    Clear Spring, MD
    Clear Spring, MD
    Frederick, MD
    Annapolis, MD
    Leesburg, VA
    Williamsport, MD
    Boonsboro, MD
    Hagerstown, MD
    Baltimore, MD
    Hagerstown, MD
    Frederick, MD
    Frederick, MD
  • 2006-10-10 → 2008-07-02
    Gaithersburg, MD
Other Businesses

1. 4/21/2021: Wilmington Advisors @ M&T; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv.-related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-09
  • S66 Uniform Combined State Law Examination
    2006-10-09
Designations

View on SEC IAPD

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