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Frederick Barker Blagg

Stephens

Hot Springs, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-03-24
AR RA APPROVED 1999-10-14
  • TX RA
    APPROVED_RES
    Since 2014-03-24
  • AR RA
    APPROVED
    Since 1999-10-14

Branch Locations

161 Television Hill Road, Hot Springs, AR 71913 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Hot Springs AR 09/1999 Present
Stephens Inc. Hot Springs AR 01/2018 Present
  • 09/1999 → Present
    Stephens Inc
    Hot Springs, AR
  • 01/2018 → Present
    Stephens Inc.
    Hot Springs, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-29
S63 Uniform Securities Agent State Law Examination 1990-03-02
  • S65 Uniform Investment Adviser Law Examination
    1996-08-29
  • S63 Uniform Securities Agent State Law Examination
    1990-03-02
Other Names
  • Rick Blagg
  • Fred Blagg

View on SEC IAPD

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Other Offices

STRONGTOWER WEALTH MANAGEMENT, PLC · HOT SPRINGS, AR
U.S. BANCORP ADVISORS, LLC · Hot Springs, AR
EDWARD JONES · HOT SPRINGS, AR
BLACK KNIGHT WEALTH MANAGEMENT, LLC · Hot Springs, AR
EDWARD JONES · HOT SPRINGS, AR
LPL FINANCIAL LLC · HOT SPRINGS, AR
CETERA INVESTMENT ADVISERS LLC · HOT SPRINGS, AR
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HOT SPRINGS, AR

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