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Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-02-12
TX RA APPROVED_RES 2025-03-21
NC RA APPROVED 2024-12-09
NV RA APPROVED 2020-07-06
MI RA APPROVED 2020-06-22
FL RA APPROVED 2019-04-02
AZ RA APPROVED 2016-12-21
IN RA APPROVED 2015-12-16
MN RA APPROVED 2014-02-19
CA RA APPROVED 2011-07-14
IL RA APPROVED 2006-11-06
  • CO RA
    APPROVED
    Since 2026-02-12
  • TX RA
    APPROVED_RES
    Since 2025-03-21
  • NC RA
    APPROVED
    Since 2024-12-09
  • NV RA
    APPROVED
    Since 2020-07-06
  • MI RA
    APPROVED
    Since 2020-06-22
  • FL RA
    APPROVED
    Since 2019-04-02
  • AZ RA
    APPROVED
    Since 2016-12-21
  • IN RA
    APPROVED
    Since 2015-12-16
  • MN RA
    APPROVED
    Since 2014-02-19
  • CA RA
    APPROVED
    Since 2011-07-14
  • IL RA
    APPROVED
    Since 2006-11-06

Branch Locations

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

14 S Hickory St, Frankfort, IL 60423 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
La Salle St. Securities, Inc. Frankfort IL 05/1997 Present
  • 05/1997 → Present
    La Salle St. Securities, Inc.
    Frankfort, IL
Other Businesses

LASALLE ST. INVESTMENT ADVISORS, L.L.C.- RIA; FIXED INSURANCE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-15
S63 Uniform Securities Agent State Law Examination 1985-01-30
  • S65 Uniform Investment Adviser Law Examination
    1999-04-15
  • S63 Uniform Securities Agent State Law Examination
    1985-01-30
Other Names
  • Todd S Morgan
  • Todd Morgan

View on SEC IAPD

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