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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-09-03 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
201 St Charles Avenue, Suite 4207, New Orleans, LA 70170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Standard Investment Advisors | New Orleans | LA | 10/2014 | 09/2017 |
| Lpl Financial, Llc | New Orleans | LA | 01/2015 | 09/2017 |
| Hancock/Whitney Bank | New Orleans | LA | 11/2017 | 10/2023 |
| Hancock/Whitney Investment Services, Inc. | New Orleans | LA | 11/2017 | 08/2022 |
| Unemployed | New Orleans | LA | 09/2017 | 11/2017 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2022 | 11/2023 |
| Cetera Investment Advisers Llc | New Orleans | LA | 08/2022 | 11/2023 |
| The Leaders Group Inc | Summit | NJ | 08/2025 | Present |
| Capital Investment Management | New Orleans | LA | 11/2023 | Present |
1.) CAPITAL INVESTMENT MANAGEMENT - 11/1/2023 - 201 St Charles Avenue, Suite 4207, New Orleans, LA 70170 - Director of Business Development, Sales, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) HARRY'S DIVE SHOP - 11/15/2012 - 4709 Airline Drive, Metairie, LA - Instructor, Teaching scuba diving, Not Invt Rel, Scuba diving instructor, 15 hrs/mo; 0 hrs/mo (during trading hours). 3.) HISTORIC HOLDINGS - 8/1/1999 - 5500 Tchoupitoulas Street, New Orleans, LA - Passive Owner, Review business reports, Not Invt Rel, Car wash & covenant store, 10 hrs/mo; 0 hrs /mo (during trading hours). 4.) TLG ADVISORS INC - 8/29/2025 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-13 |
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