Mark Richard Grace

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  San Francisco, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-11-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  San Francisco, CA
• 1997-07-08 → 2007-11-15
  Citigroup Global Markets Inc.
  San Francisco, CA
  San Francisco, CA

Other Businesses

1. *340015 - Havblik Hus LLC; Investment related: Yes; Vashon, Washington; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2015; During business hours: 0; After business hours: 2; Property Management 2. *542672 - Rount Manier Farm LLC; Investment related Yes; Vashon, Washington; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2023 ; During business hours: 0; After business hours: 3; Property Management.

Exams

• S66 Uniform Combined State Law Examination
  2010-03-12
• S63 Uniform Securities Agent State Law Examination
  1990-03-27