Stephen Lee Mar

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-04-03
CA	RA	APPROVED	2013-11-25

TX RA
APPROVED_RES

Since 2024-04-03
CA RA
APPROVED

Since 2013-11-25

Branch Locations

7110 N. Fresno St. Suite 450, Fresno, CA 93720 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Fresno	CA	11/2013	Present

11/2013 → Present

D.A. Davidson & Co.

Fresno, CA

Previous Registrations

2013-11-04 → 2013-11-25

Crowell Weedon & Co.

Fresno, CA
2010-10-15 → 2013-11-04

Crowell, Weedon & Co.

Fresno, CA
2003-07-01 → 2010-11-04

Wells Fargo Clearing Services, Llc

Fresno, CA

Fresno, CA
2001-05-23 → 2003-07-01

Prudential Equity Group, Llc

Fresno, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-12-16
S63	Uniform Securities Agent State Law Examination	1984-09-06

S65 Uniform Investment Adviser Law Examination

1994-12-16
S63 Uniform Securities Agent State Law Examination

1984-09-06

Designations

View on SEC IAPD

Current Employers

D.A. Davidson & Co.

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews