Robert Winfield Carter

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1972 → 03/2017
  Georgia Sheriffs Youth Homes
  Hahira, GA
• 11/2002 → 03/2017
  Next Financial Group Inc
  Griffin, GA
• 01/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2017 → 01/2021
  Ameriprise Financial
  Minneapolis, MN
• 01/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-03-05 → 2021-01-19
  Ameriprise Financial Services, Llc
  Atlanta, GA
• 2003-03-12 → 2017-03-13
  Next Financial Group, Inc.
  Atlanta, GA
  Marietta, GA
  Stonemountain, GA
  Griffin, GA
  Atlanta, GA
  Griffin, GA
  Houston, TX

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 01/19/21

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-09-14