David Gardner

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-14

TX RA
APPROVED

Since 2026-01-14

Branch Locations

Austin, TX • United States

9442 N Capital Of Texas Hwy Ste 800, Austin, TX 78759 • United States

10252 W Adams Ave Ste 104B, Temple, TX 76502 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Georgetown	TX	08/2010	01/2026
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	01/2026
Ameriprise Financial Services Llc	Austin	TX	01/2026	Present

08/2010 → 01/2026

Morgan Stanley

Georgetown, TX
01/2015 → 01/2026

Morgan Stanley Private Bank, National Association

New York, NY
01/2026 → Present

Ameriprise Financial Services Llc

Austin, TX

Previous Registrations

2010-08-24 → 2026-01-26

Morgan Stanley

Austin, TX

Austin, TX
1995-07-25 → 2010-08-31

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Georgetown, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-08-15
S63	Uniform Securities Agent State Law Examination	1984-08-21

S65 Uniform Investment Adviser Law Examination

1996-08-15
S63 Uniform Securities Agent State Law Examination

1984-08-21

Other Names

David L Gardner
David Lane Gardner

View on SEC IAPD