Frank Henry Becherer

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2020 → Present
  Raymond James Financial Services, Inc.
  Indianapolis, IN
• 04/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  Indianapolis, IN
• 04/2020 → Present
  Legacy Wealth Partners
  Indianapolis, IN
• 12/2011 → 04/2020
  Sanctuary Securities, Inc.
  Indianapolis, IN
• 08/2015 → 04/2020
  Sanctuary Advisors, Llc
  Indianapolis, IN
• 04/2020 → Present
  Frank Becherer Llc
  Indianapolis, IN

Previous Registrations

• 2015-08-11 → 2020-04-23
  Sanctuary Advisors, Llc
  Chicago, IL
• 2009-07-02 → 2015-08-11
  Sanctuary Securities, Inc.
  Chicago, IL
  Indianapolis, IN
• 2009-06-01 → 2009-07-23
  Morgan Stanley
  Indianapolis, IN
• 2001-12-27 → 2009-06-01
  Citigroup Global Markets Inc.
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

(1)Name of Business: Frank Becherer LLC Address: 10401 N Meridian St Ste 122, Indianapolis, IN, 46290, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/23/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the owner of this LLC (2)Name of Business: James E Hardy B Trust; James E Hardy Trust #2; Jerry J Hardy Trust Address: 10401 N Meridian St Ste 122, Carmel, IN, 46290-1090, United States Activity Type: Control Person Position/Title: Trustee (Named Only) Investment Related: Yes Start Date: 04/23/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Successor trustee (3)Name of Business: Legacy Wealth Partners LLC Address: 10401 N Meridian St Ste 122, Indianapolis, IN, 46290, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/23/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This is our business entity for our RJFS office

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-10-02