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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-01-12 |
| TX | RA | APPROVED_RES | 2020-02-10 |
| CA | RA | APPROVED | 2020-02-07 |
Branch Locations
500 Sw 116 Ave Ste 119, Portland, OR 97225 • United States
Portland, OR • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Portland | OR | 09/2014 | 02/2020 |
| Ameriprise Financial Services, Inc | Portland | OR | 02/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | Portland | OR | 03/2020 | Present |
Independent Insurance Brokering; Security Life of Denver; 03/05/2020; Universal Life.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-22 |
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