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Derek Newman

J.P. Morgan Securities LLC

Goodyear, AZ

Goodyear, AZ

Tolleson, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-06-03
TX RA APPROVED 2026-05-29
  • AZ RA
    APPROVED
    Since 2026-06-03
  • TX RA
    APPROVED
    Since 2026-05-29

Branch Locations

767 S Cotton Ln, Goodyear, AZ 85338 • United States

9846 S Estrella Pkwy, Goodyear, AZ 85338 • United States

2715 S. 99Th Ave., Tolleson, AZ 85353 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Goodyear AZ 05/2026 Present
Jpmorgan Chase Bank, N.A. Goodyear AZ 05/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 10/2015 05/2026
Bank Of America Scottsdale AZ 10/2015 05/2026
Arizona Dept Of Child Safety Goodyear AZ 11/2022 04/2024
Previous Registrations
  • 2015-10-27 → 2026-06-01
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Litchfield Park, AZ
    Sun City, AZ
    Lake Havasu City, AZ
    Sun City, AZ
    Sun City, AZ
    Goodyear, AZ
    Peoria, AZ
    Scottsdale, AZ
  • 2012-08-13 → 2015-10-01
    Harrisdirect Llc
    Arlington, VA
    Scottsdale, AZ
  • 2009-10-23 → 2012-07-19
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Phoenix, AZ
    Glendale, AZ
    Scottsdale, AZ
    Phoenix, AZ
  • 2007-08-21 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Glendale, AZ
    Phoenix, AZ
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-29
  • S66 Uniform Combined State Law Examination
    2006-09-29
Other Names
  • Derek Stephen Newman
  • Derek Newman
  • Derek S Newman

View on SEC IAPD

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