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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-28 |
| VA | RA | APPROVED | 2018-10-18 |
Branch Locations
1021 E Cary St 22Nd Fl James Center Ii, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| #Ia Scott & Stringfellow Inc. | Richmond | VA | 01/1992 | 10/2018 |
| Scott & Stringfellow, Inc. | Richmond | VA | 05/1999 | 10/2018 |
| Bb&T Securities, Llc | Richmond | VA | 01/2013 | 10/2018 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 10/2018 | Present |
TRUSTEE FOR MOTHERS TRUSTS (4), INV RELATED, RICHMOND, VA, START DATE: 10/18/18, 1 HR/MONTH, 0 HRS DURING TRADING.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, ORCHARD PARK, NY, START: 7/24/2019, 1 HR/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR FATHER'S TRUST, INV RELATED, ORCHARD PARK, NY, START: 9/8/2005, 0 HRS/MONTH, 0 HRS DURING TRADING. SUMMER DUCK HOA, NOT INV RELATED, WHITE STONE, VA, PRESIDENT, START DATE: 1/1/13, 1 HRS PER MONTH, 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-06 |
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