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Evelyn Aleen Sullivan

Wells Fargo Clearing Services, LLC

Lancaster, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-09-13
  • PA RA
    APPROVED
    Since 2016-09-13

Branch Locations

120 N Pointe Blvd Ste 100, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lancaster PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lancaster PA 11/2016 Present
Other Businesses

NOTARY, NOT INVESTMENT RELATED; PENNSYLVANIA / LANCASTER; START DATE 12/2008; 1-2 HRS PER MONTH; LESS THAN 1 HR DURING TRADING HRS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-11-06
  • S63 Uniform Securities Agent State Law Examination
    1995-11-06
Other Names
  • Evelyn Aleen
  • Aleen Evelyn Sullivan

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LANCASTER, PA
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CHARLES SCHWAB & CO., INC. · Lancaster, PA
J. W. COLE ADVISORS, INC. · Lancaster, PA
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