Michael David Altschuler

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-09-07
NJ	RA	APPROVED	2005-10-21

TX RA
APPROVED_RES

Since 2016-09-07
NJ RA
APPROVED

Since 2005-10-21

Branch Locations

26 Highway 34 Suite 210, Colts Neck, NJ 07722 • United States

331 Newman Springs Rd Bldg 1, 4Th Fl, Ste 143, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Colts Neck	NJ	05/2009	Present

05/2009 → Present

Wells Fargo Advisors Financial Network Llc

Colts Neck, NJ

Previous Registrations

2002-06-20 → 2005-10-25

Morgan Stanley Dw Inc.

Red Bank, NJ

Other Businesses

CARING WITH COMPASSION, NOT INV RELATED, RED BANK, NJ, CAREGIVER, START 11/15/2018, 20 HOURS PER MONTH, ZERO DURING TRADING, CAREGIVER TO DAUGHTER. FIN FINANCIAL, LLC, INVT REALTED, RED BANK, NJ, 100% OWNERSHIP, START DATE 10/1/2005, 40 HRS PER MONTH, 7 HRS DURING TRADING, FINET PRACTICE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-10-27
S63	Uniform Securities Agent State Law Examination	1985-04-10

S65 Uniform Investment Adviser Law Examination

1997-10-27
S63 Uniform Securities Agent State Law Examination

1985-04-10

Other Names

Mike Altschuler

View on SEC IAPD