Grant Wahe Lee

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  San Francisco, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 1997-07-08 → 2009-06-01
  Citigroup Global Markets Inc.
  San Francisco, CA
  San Francisco, CA

Other Businesses

*248766- DWS Partners LLC; Investment related: Yes; Menlo Park, California; Real Estate; Managing Member (proprietor, partner, officer, director, employee, trustee, agent); 03/2009; During business hours: 0; After business hours: 2; Administrative, Accounting/Bookkeeping, Investment Decisions/Advice 2. Menlo Park Atherton Education Foundation; Investment related No; Atherton, CA; Public school foundation and endowment;(proprietor, partner, officer, director, employee, trustee, agent); Jan 2006; During business hours: 0; After business hours: 0 * 409534 - Trust; Investment related No; Menlo Park, CA; March 2016; During business hours: 0; After business hours: 2. * 409535 - Trust; Investment related No; Menlo Park, CA; March 2015; During business hours: 0; After business hours: 2. *492831- Trust ; Investment related -Yes; San Jose, California; Successor Role; 03/2022; During business hours: 0; After business hours:5

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-03-13