James Richard Schaffer

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1991 → Present
  Osaic Wealth, Inc.
  Orange Village, OH
• 06/2025 → Present
  Waypoint West, Llc
  Orange Village, OH

Previous Registrations

• 2025-06-30 → 2025-11-25
  Waypoint West
  San Francisco, CA
  Orange Village, OH
• 2000-01-01 → 2025-01-24
  Osaic Fa, Inc.
  Solon, OH
  Solon, OH
  Orange Village, OH

Other Businesses

1)WAYPOINT PARTNERS 100 PARK AVE STE. 425 ORANGE VILLAGE, OH 44122 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFER AND SERVICE FIXED INSURANCE PRODUCTS SUCH AS FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, TRADITIONAL LIFE INSURANCE, PREMIUM FINANCING, AND LIFE SETTLEMENTS. START DATE: 9/1/91 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10 2) JAMES SCHAFFER, STEAMBOAT SPRINGS, CO 80487 CATEGORY: REAL ESTATE RENTAL INVESTMENT RELATED: NO TITLE: OWNER DUTIES: OWN AND MAINTAIN RENTAL PROPERTY AND COLLECT RENTS. START DATE: 12/01/2020 HOURS PER MONTH: 3 HOURS PER MONTH DURING TRADING HOURS: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-08-22
• S63 Uniform Securities Agent State Law Examination
  1996-09-20

Other Names

• Jim Schaffer