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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-31
  • IL RA
    APPROVED
    Since 2024-10-31

Branch Locations

225 East Deerpath Road Suite 200, Lake Forest, IL 60045 • United States

318 West Adams Street Suite 1200A, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Inc. New York NY 07/2009 06/2017
Jpmorgan Chase Bank, N.A. Chicago IL 10/2010 06/2017
Wells Fargo Clearing Services, Llc Chicago IL 06/2017 07/2024
Janney Montgomery Scott Llc Chicago IL 10/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-18
S63 Uniform Securities Agent State Law Examination 1985-11-06
  • S65 Uniform Investment Adviser Law Examination
    1995-09-18
  • S63 Uniform Securities Agent State Law Examination
    1985-11-06
Other Names
  • Edward Thomas Kennedy
  • Ned Kennedy
  • Edward Kennedy
  • Edward Thomas Kennedy
  • Edward Thomas Kennedy

View on SEC IAPD

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