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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-10-31 |
Branch Locations
225 East Deerpath Road Suite 200, Lake Forest, IL 60045 • United States
318 West Adams Street Suite 1200A, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Inc. | New York | NY | 07/2009 | 06/2017 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 10/2010 | 06/2017 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 06/2017 | 07/2024 |
| Janney Montgomery Scott Llc | Chicago | IL | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-06 |
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