Joseph William Brezden

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2000 → 10/2024
  Osaic Fa, Inc
  Irvine, CA
• 09/2024 → Present
  Massmutual Life Insurance Company
  Newport Beach, CA
• 10/2024 → Present
  Mml Investors Services Llc
  Newport Beach, CA

Previous Registrations

• 2000-09-15 → 2024-10-14
  Osaic Fa, Inc.
  Irvine, CA
  Irvine, CA

Other Businesses

(1) NAME: JOSEPH BREZDEN INV REL: Y ADD: 4675 MACARTHUR COURT, SUITE 1050, NEWPORT BEACH, CA, 92660 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 8/5/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES AND HEALTH (2) NAME: BREZDEN WEALTH ADVISORS LLC INV REL: Y ADD: 4675 MACARTHUR COURT, SUITE 1050, NEWPORT BEACH, CA, 92660 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 10/07/2024 NO. HR/MO:40 NO. HR/MO DURING SEC TRADING: 40

Exams

• S66 Uniform Combined State Law Examination
  1999-12-03

Designations

• Chartered Financial Consultant