Larry Lincoln

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2023-10-23
TX	RA	APPROVED_RES	2023-10-20

DE RA
APPROVED

Since 2023-10-23
TX RA
APPROVED_RES

Since 2023-10-20

Branch Locations

1013 Centre Rd Ste 229, Wilmington, DE 19805 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lunch, Pierce, Fenner & Smith In	Wilmington	DE	09/1989	05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wilmington	DE	09/1989	05/2017
Rbc Capital Markets, Llc	Wilmington	DE	07/2017	10/2023
City National Bank	Wilmington	DE	08/2017	10/2023
Wells Fargo Advisors Financial Network, Llc	Wilmington	DE	10/2023	Present

09/1989 → 05/2017

Merrill Lunch, Pierce, Fenner & Smith In

Wilmington, DE
09/1989 → 05/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE
07/2017 → 10/2023

Rbc Capital Markets, Llc

Wilmington, DE
08/2017 → 10/2023

City National Bank

Wilmington, DE
10/2023 → Present

Wells Fargo Advisors Financial Network, Llc

Wilmington, DE

Previous Registrations

2017-07-05 → 2023-11-09

Rbc Capital Markets, Llc

Wilmington, DE
1998-01-01 → 2017-06-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE

Wilmington, DE

Other Businesses

ROSE FINANCIAL LLC; INV RELATED; HOCKESSIN, DE; 100% OWNERSHIP; START DATE 11/24/2023; 160 HOURS PER MONTH; 160 DURING TRADING; FINET PRACTICE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-29
S63	Uniform Securities Agent State Law Examination	1988-11-29

S65 Uniform Investment Adviser Law Examination

1994-11-29
S63 Uniform Securities Agent State Law Examination

1988-11-29

View on SEC IAPD

Current Employers

Wells Fargo Advisors Financial Network, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews