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Employer firm

Willie J. Price, Inc CRD 115226

Reported services (Item 5G)

  • Financial planning

From the firm’s Form ADV. Read the guides:

Current Employers
Willie J. Price, Inc

Arden Hills, MN • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-02-16
  • MN RA
    APPROVED
    Since 2018-02-16

Branch Locations

Arden Hills, MN • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-20
  • MN RA
    APPROVED
    Since 2013-12-20

Branch Locations

Arden Hills, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Arden Hills MN 09/2009 Present
Willie J. Price, Inc. Arden Hills MN 09/2010 Present
Other Businesses

1. 12/19/2012 - Willie J. Price - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 10/29/2025 - Willie J. Price, Inc - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/08/2010 - 0 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-09-21
  • S63 Uniform Securities Agent State Law Examination
    1984-09-21
Designations
  • Certified Financial Planner
Other Names
  • Willie Jefferson Price
  • Willie Jefferson Price

View on SEC IAPD

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