William James Bassow

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 06/2024
  Securities America, Inc
  Grand Haven, MI
• 06/2012 → 06/2024
  Securities America Advisors, Inc.
  Grand Haven, MI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Grand Haven, MI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Grand Haven, MI

Previous Registrations

• 2012-06-27 → 2024-06-14
  Securities America Advisors, Inc.
  Grand Haven, MI
  Grand Haven, MI
  Grand Haven, MI
• 2010-04-12 → 2012-07-25
  Morgan Stanley
  Muskegon, MI
  Grand Rapids, MI
• 2008-07-16 → 2010-04-07
  1St Global Advisors Inc
  Sioux Falls, SD

Other Businesses

1. SECURITIES AMERICA ADVISORS, INC. Investment Advisory - INVESTMENT ADVISOR REPRESENTATIVE - Investment Related - Start Date: 6/2012 - Located At 11700 GARNSEY AVE, GRAND HAVEN, MI 49417 2. WJBASSOW TAX STRATEGIES POSITION: Principal NATURE: Tax preparation & consulting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2014 ADDRESS: 11700 Garnsey Ave, Grand Ave MI 49417 DESCRIPTION: Different name for existing approved OBA for doing tax preparation & consulting 3. WILLIAM J BASSOW POSITION: Owner NATURE: Life, Disability, Variable, insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/05/1999 ADDRESS: 11700 Garnsey Ave, Grand Haven MI 49417 DESCRIPTION: Insurance 4. WILLIAM J BASSOW, CPA, CFP, CLU, CASL POSITION: Owner NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 06/27/2012 ADDRESS: 11700 Garnsey Ave, Grand Haven MI 49417, United States DESCRIPTION: Managed investments and financial planning

Exams

• S66 Uniform Combined State Law Examination
  1999-10-18
• S63 Uniform Securities Agent State Law Examination
  1984-10-25

Designations

• Certified Financial Planner

Other Names

• William James Bassow