Kathleen Cahill Mariconda

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1984 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Irvine, CA
• 09/2009 → Present
  Bank Of America, N.A.
  Irvine, CA

Other Businesses

I*101607 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MARY KAY COSMETICS INVESTMENT RELATED: N ADDRESS OF BUSINESS: TRABUCO CANYON, CALIFORNIA 92679 NATURE OF BUSINESS: OTHER,I DID NOT SEE THE BEST OPTION POSITION, TITLE, ASSOCIATION: I WILL BE BUYING PRODUCT AT REDUCED PRICES START DATE OF RELATIONSHIP: 01/16/2017 NUMBER OF HOURS DEVOTED: 3 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I BECAME A MARY KAY BEAUTY CONSULTANT FOR THE SOLE PURPOSE OF BEING ABLE TO BUY PRODUCT AT LOWER PRICES AND ALSO BUY FOR MY MOM AND SISTER IN LAW. MY MOM WAS THE CONSULTANT AND I AM TAKING OVER BECAUSE SHE IS UNABLE TO DO IT AT THIS TIME.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-19
• S63 Uniform Securities Agent State Law Examination
  1984-11-02

Other Names

• Kathleen Cahill
• Kathleen M Cahill