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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-09-18
TX RA APPROVED 2023-09-18
  • MO RA
    APPROVED
    Since 2023-09-18
  • TX RA
    APPROVED
    Since 2023-09-18

Branch Locations

2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Frontenac MO 02/2013 11/2016
Wells Fargo Clearing Services, Llc Frontenac MO 11/2016 09/2023
Stifel, Nicolaus & Company, Incorporated Frontenac MO 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-24
S63 Uniform Securities Agent State Law Examination 1984-08-31
  • S65 Uniform Investment Adviser Law Examination
    1999-05-24
  • S63 Uniform Securities Agent State Law Examination
    1984-08-31
Other Names
  • Jerry Matthew Zitzmann

View on SEC IAPD

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