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Steven Dupre Atkins

Wells Fargo Clearing Services, LLC

Charlotte, NC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-10-14
  • NC RA
    APPROVED
    Since 2019-10-14

Branch Locations

1525 W W T Harris Blvd, Charlotte, NC 28262 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 02/2017 06/2019
Mml Investors Services, Llc Springfield MA 03/2017 06/2019
Wells Fargo, Inactive Status Charlotte NC 09/2015 02/2017
Wells Fargo Clearing Services Charlotte NC 07/2019 Present
  • 02/2017 → 06/2019
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 06/2019
    Mml Investors Services, Llc
    Springfield, MA
  • 09/2015 → 02/2017
    Wells Fargo, Inactive Status
    Charlotte, NC
  • 07/2019 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-14
S63 Uniform Securities Agent State Law Examination 1984-09-11
  • S66 Uniform Combined State Law Examination
    2019-10-14
  • S63 Uniform Securities Agent State Law Examination
    1984-09-11
Other Names
  • Steven D Atkins

View on SEC IAPD

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