Andrew Thomas Ullmann

Employer firm

On Investment Management Co CRD 105662

$3.15B regulatory AUM 308 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1992 → Present
  Guardian Life Insurance Company
  New York, NY
• 06/2001 → Present
  Mass Mutual Life Insurance
  Spfld, MA
• 10/2004 → Present
  Ohio National Financial Services
  Cincinnati, OH
• 06/2007 → Present
  The O.N. Equity Sales Company
  Cincinnati, OH

Previous Registrations

• 2001-07-13 → 2007-06-25
  Mml Investors Services, Llc
  Phoenix, AZ
  San Antonio, TX
  Scottsdale, AZ

Other Businesses

1)CONCORD FINANCIAL SERVICES; NOT INVESTMENT RELATED; 131 Manchester Way, Shavano Park, TX 78249; OWNER; START DATE 05/1984; LIFE, HEALTH, DISABILITY, LTC, FIXED ANNUITIES, VOLUNTARY EMPLOYEE BENEFITS, GROUP RETIREMENT ANNUITIES, SPIA & AD&D,LECTURER CPA CPE; 100 HOURS PER MONTH(20 HOURS DURING TRADING HOURS).

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-27
• S63 Uniform Securities Agent State Law Examination
  1988-08-22

Designations

• Chartered Financial Consultant

Other Names

• Tom Ullmann
• A Thomas Ullmann