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Lisa Gail Gomez

Morgan Stanley

Scottsdale, AZ

CRD 1292681

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-08-24
  • TX RA
    APPROVED_RES
    Since 2011-08-24

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Tempe AZ 09/1984 Present
Morgan Stanley Smith Barney Tempe AZ 06/2009 Present
  • 09/1984 → Present
    Citigroup Global Markets Inc.
    Tempe, AZ
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Tempe, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-03-17
  • S63 Uniform Securities Agent State Law Examination
    2001-03-17
Other Names
  • Lisa Hammack

View on SEC IAPD

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