Phuc Quang Le

Current Employers

Employment History

• 01/2013 → 02/2020
  Pruco Securities, Llc.
  Atlanta, GA
• 01/2013 → 02/2020
  The Prudential Insurance Company Of America
  Atlanta, GA
• 03/2020 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 03/2020 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 03/2020 → Present
  Providential Legacy Group Llc
  Lawrenceville, GA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Duluth, GA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-04-16 → 2023-08-10
  Securian Financial Services, Inc.
  Lawrenceville, GA
  Hoschton, GA
  Lawrenceville, GA
  St Paul, MN
  Duluth, GA
  Minneapolis, MN
  St. Paul, MN
• 2013-05-03 → 2020-02-20
  Pruco Securities, Llc.
  Atlanta, GA
• 2009-06-24 → 2013-02-01
  Hornor, Townsend & Kent, Llc
  Woodstock, GA
• 2009-04-22 → 2009-06-22
  Ameriprise Financial Services, Llc
  Alpharetta, GA
• 2006-09-29 → 2008-10-15
  Equitable Advisors, Llc
  Atlanta, GA

Other Businesses

1. PROVIDENTIAL LEGACY GROUP, LLC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 05/01/2020 ADDRESS: 2180 Satelitte Blvd., Suite 400, Atlanta GA 30097, United States DESCRIPTION: Performing as a full time managing partner (AMP) build and develop financial professionals to produce and generate diversified financial services business productions. . I receive income from management override of these advisors' productions, my personal production, bonuses and other financial incentives that my team: 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 06/2006, APX NUMBER OF HOURS PER WEEK:5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS: 3. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 14, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: PROVIDENTIAL LEGACY GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE DBA START DATE: APRIL 20, 2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: DBA FOR SALES AND SERVICES OF FIXED INSURANCE.

Exams

• S66 Uniform Combined State Law Examination
  2006-08-28
• S65 Uniform Investment Adviser Law Examination
  1998-06-02
• S63 Uniform Securities Agent State Law Examination
  1984-10-24

Designations

Other Names

• P Q Le
• Pq Le