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Aaron Das

Kingsview Wealth Management, LLC

Braselton, GA

Grants Pass, OR

CRD 5933110

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Employer firm

Kingsview Wealth Management, LLC CRD 148107

$8.96B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kingsview Wealth Management, Llc

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-09-23
  • GA RA
    APPROVED
    Since 2020-09-23

Branch Locations

6750 Hwy 53 Suite 105, Braselton, GA 30517 • United States

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodstock GA 06/2011 11/2016
Wells Fargo Clearing Services, Llc Woodstock GA 11/2016 09/2020
Kingsview Partners Alpharetta GA 09/2020 Present
  • 06/2011 → 11/2016
    Wells Fargo Advisors Llc
    Woodstock, GA
  • 11/2016 → 09/2020
    Wells Fargo Clearing Services, Llc
    Woodstock, GA
  • 09/2020 → Present
    Kingsview Partners
    Alpharetta, GA
Previous Registrations
  • 2013-02-04 → 2020-09-15
    Wells Fargo Clearing Services, Llc
    Woodstock, GA
    Atlanta, GA
    Roswell, GA
    Atlanta, GA
    Alpharetta, GA
    Canton, GA
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
    Atlanta, GA
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-01
S63 Uniform Securities Agent State Law Examination 2011-07-27
  • S66 Uniform Combined State Law Examination
    2013-02-01
  • S63 Uniform Securities Agent State Law Examination
    2011-07-27

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
FIRST ADVISORS NATIONAL, LLC

Nearby Investors

RALPH MALCOLM BROOKS
Brison Andrew Kendal Mann
Paul Schlitz

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Braselton, GA
EDWARD JONES · BRASELTON, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Braselton, GA

More in Braselton, GA

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