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Current Employers
Touchstone Advisors Inc

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-02-09
  • OH RA
    APPROVED
    Since 2018-02-09

Branch Locations

Broomall, PA • United States

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stadion Money Management Watkinsville GA 09/2015 02/2018
Alps Distributors, Inc. Denver CO 09/2015 02/2018
Touchstone Securities Cincinnati OH 02/2018 Present
  • 09/2015 → 02/2018
    Stadion Money Management
    Watkinsville, GA
  • 09/2015 → 02/2018
    Alps Distributors, Inc.
    Denver, CO
  • 02/2018 → Present
    Touchstone Securities
    Cincinnati, OH
Previous Registrations
Other Businesses

Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-29
S63 Uniform Securities Agent State Law Examination 2007-01-04
  • S65 Uniform Investment Adviser Law Examination
    2016-08-29
  • S63 Uniform Securities Agent State Law Examination
    2007-01-04
Other Names
  • Chas Lynam

View on SEC IAPD

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