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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-05 |
| CA | RA | APPROVED | 2025-06-05 |
| ID | RA | APPROVED | 2025-06-05 |
Branch Locations
17777 Center Crt Dr N Ste 600, Cerritos, CA 90703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 02/1999 | 06/2025 |
| Lpl Financial Llc | Newport Beach | CA | 06/2025 | Present |
1. 6/5/2025 Fleming & Elliott, LLC; Grovetown, GA & Warrenville, SC; Real Estate Rental; Inv. related; start date 3/1/2021; 2hrs/mo.; 0hrs during trading. 2. 06/2025 - Richard Gilliland - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2016 - 4 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-19 |
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