Andrew Joseph Donovan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

Hopewell Junction, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Mohegan Lake	NY	01/2001	Present

01/2001 → Present

Linsco/Private Ledger Corp.

Mohegan Lake, NY

Other Businesses

1. DONOVAN INVESTMENT SERVICES - DBA. 2. 10/14/08- FINRA ARBITRATOR IN DISPUTE RESOLUTION FOR FINRA DISPUTE RESOLUTION/ 10% OF TIME/ NEW YORK, NY. 3. 07/15/2002- DBA ONLY, DONOVAN FINANCIAL.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-04-20
S63	Uniform Securities Agent State Law Examination	1996-07-05

S65 Uniform Investment Adviser Law Examination

1998-04-20
S63 Uniform Securities Agent State Law Examination

1996-07-05

Designations

Certified Financial Planner

View on SEC IAPD