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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Washington Mutual Bank | San Antonio | TX | 10/2007 | Present |
| Wamu Investments, Inc. | San Antonio | TX | 08/2008 | Present |
| J.P. Morgan Securities Llc | San Antonio | TX | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-14 |
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