Alan Paul Tichman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Invest Financial Corp
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Melville, NY

Previous Registrations

• 2012-02-06 → 2018-02-21
  Invest Financial Corporation
  New York, NY
  Melville, NY
  Appleton, WI
• 2001-01-31 → 2012-02-07
  Fsc Securities Corporation
  Melville, NY

Other Businesses

1. 02/14/2018 - WEALTH PLANNERS - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 10/1/1989 - 4 Hours Per Month/4 Hours During Securities Trading - Life, LTC, Disability, Medical. 2. 02/14/2018 - WEALTH PLANNERS INC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/1/1989.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-30
• S63 Uniform Securities Agent State Law Examination
  1990-04-23

Designations

• Certified Financial Planner