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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-11-09 |
| NJ | RA | APPROVED | 2010-10-26 |
| CA | RA | APPROVED | 2010-05-17 |
Branch Locations
316 Eisenhower Parkway, Livingston, NJ 07039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Livingston | NJ | 03/2009 | Present |
| Raymond James Financial Services Advisors | Livingston | NJ | 05/2010 | Present |
1792 Wealth Advisors Address: 316 Eisenhower Pkwy, Livingston, NJ, 07039, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor, Investment Related: No Start Date: 08/29/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-04 |
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