Therese Erin Shardlow

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-02-04

CA RA
APPROVED

Since 2013-02-04

Branch Locations

465 E. Fir Ave Suite 105, Fresno, CA 93720-2975 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Fresno	CA	02/2013	Present

02/2013 → Present

Lpl Financial, Llc

Fresno, CA

Previous Registrations

2009-06-01 → 2013-02-25

Morgan Stanley

Fresno, CA
2008-09-16 → 2009-06-01

Citigroup Global Markets Inc.

Fresno, CA
2006-05-19 → 2008-09-11

Raymond James Financial Services, Inc.

Fresno, CA
2005-11-10 → 2006-03-16

Sunset Financial Services, Inc.

Fresno, CA

Fresno, CA
2003-09-12 → 2005-03-31

Gunnallen Financial, Inc

Fresno, CA
2002-01-30 → 2003-09-23

Piper Sandler & Co.

Fresno, CA

Other Businesses

1. 02/01/2013: DBA ONLY - THIESEN DUEKER FINANCIAL CONSULTING GROUP/ 100%/ FRESNO, CA. 2. 2/26/2013: DBA ONLY - THIESEN DUEKER - FRESNO, CA. 3. 3/4/2013: DBA ONLY - THIESEN DUEKER GROUP - FRESNO, CA.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-01-24

S63 Uniform Securities Agent State Law Examination

1995-01-24

Other Names

Therese Erin Foraker Shardlow
Therese Erin Foraker
Te Shardlow

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews