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9870 Research Drive, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-25 |
Branch Locations
4195 E. Thousand Oaks Blvd. Suite 125, Westlake Village, CA 91362 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ladenburg Thalmann & Co. Inc. | New York | NY | 05/2012 | 05/2020 |
| Ladenburg Thalmann Asset Management Inc. | New York | NY | 05/2012 | 05/2020 |
| Fidelity Brokerage Services, Llc | Campbell | CA | 05/2020 | 02/2021 |
| Cooper Financial Group | Irvine | CA | 02/2021 | Present |
| Cambridge Investment Research | Fairfield | IA | 03/2021 | Present |
1) COOPER MCMANUS, 9870 RESEARCH DR, IRVINE, CA, ADV REP OF A REGISTERED INV ADVISOR, RIA, 02/25/21, INV REL, 20 HR/WK- 20/TRADING HR. 2) SHANNON BEAHAN, 4195 EAST THOUSAND OAKS, BLVD, STE 125, WESTLAKE VILLAGE, CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/25/21, INV REL, 10 HR/WK- 10/TRADING HR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-24 |
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