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Walter Scott Newmann

Raymond James & Associates, Inc.

Dallas, TX

Granbury, TX

CRD 1290892

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1998-03-27
  • TX RA
    APPROVED
    Since 1998-03-27

Branch Locations

5956 Sherry Lane Suite 1900, Dallas, TX 75225 • United States

Granbury, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Dallas TX 03/1998 Present
The Creative Writers Project Duncanville TX 05/2006 Present
Other Businesses

(1)Name of Business: Walter Scott Newmann, Jr. Author Address: 9700 Divot Drive, Granbury, TX, 76049, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 05/23/2006 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I write books and articles, mostly about spiritual or societal matters. They are not usually business related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-19
S63 Uniform Securities Agent State Law Examination 1984-10-04
  • S65 Uniform Investment Adviser Law Examination
    1996-11-19
  • S63 Uniform Securities Agent State Law Examination
    1984-10-04
Other Names
  • Walter Scott Newmann
  • Scott Newmann

View on SEC IAPD

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