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James Robert Rippel

Desert Rose Capital Management, Inc.

Sylvania, OH

CRD 1290548

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Employer firm

Desert Rose Capital Management, Inc. CRD 154331

$192M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Desert Rose Capital Management, Inc.

2929 W. Navigator Drive Ste. 320, Meridian, ID 83642 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-07
  • OH RA
    APPROVED
    Since 2024-11-07

Branch Locations

Sylvania, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rippel And Associates Sylvania OH 10/2007 Present
Chs Marketing, Llc Sylvania OH 04/2012 Present
Cfs Marketing, Llc Buffalo WY 02/2017 02/2024
Rocket Wealth, Llc San Angelo TX 05/2024 Present
  • 10/2007 → Present
    Rippel And Associates
    Sylvania, OH
  • 04/2012 → Present
    Chs Marketing, Llc
    Sylvania, OH
  • 02/2017 → 02/2024
    Cfs Marketing, Llc
    Buffalo, WY
  • 05/2024 → Present
    Rocket Wealth, Llc
    San Angelo, TX
Other Businesses

Rippel and associates, Owner, Sole Proprietor, Insurance Agency 8955 bear creek Dr, Sylvania, oh 43560 10/01/2007 to present insurance agent 120 hours per month CHS Marketing, LLC, Managing Member, Telehealth Distributor 8955 bear creek Dr, Sylvania, oh 43560 managing member 04/01/2012 to present 5 hours per month Rocket wealth., LLC, President, Insurance Agency 133 west concho Ave, San Angelo, TX 76903 04-01-2024 to present 200 hours per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-16
S63 Uniform Securities Agent State Law Examination 1984-11-30
  • S65 Uniform Investment Adviser Law Examination
    2024-09-16
  • S63 Uniform Securities Agent State Law Examination
    1984-11-30

View on SEC IAPD

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