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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2006-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/1976 | Present |
| Northwestern Mutual Investment Services, Llc | Normal | IL | 01/1985 | Present |
| Northwestern Mutual Investment Services, Llc | Normal | IL | 01/2006 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2015 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. ROYAL LINKS HOMEOWNERS ASSOCIATION - PRESIDENT OF 5 PERSON BOARD. BLOOMINGTON, IL EFFECTIVE 1/14/14 3. COMMITTEE MEMBER, CALVARY UNITED METHODIST CHURCH, 1700 N TOWANDA AVE, NORMAL,, , ILLINOIS, 61761, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/14/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF FINANCE COMMITTEE 4. 100% OWNER, JRB COMPANY, LLC, LEGAL ENTITY, START DATE: 08/10/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 5. JRBBAB COMPANY, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 8/10/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 6. OFFICER, ROYAL LINKS HOMEOWNERS ASSOCIATION BOARD, 2801 MOWREY DR., BLOOMINGTON, , ILLINOIS, 61704, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/14/2014, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PAST PRESIDENT OFFICER OF 5 PERSON BOARD - UPHOLDS THE COVENANTS OF THE SUBDIVISION TO THE RESIDENTS. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-26 |
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