Douglas Ronald Nani

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Providence, RI
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Providence, RI
  New York, NY
  Providence, RI
• 1995-08-17 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Providence, RI

Other Businesses

1. MOORTOWN REALTY LLC; EAST GREENWICH, RI; FAMILY REAL ESTATE HOLDING COMPANY; MANAGER OF LLC; ON THE FINANCE OR INVESTMENT COMMITTEE; 1-2 HOURS PER MONTH AFTER BUSINESS; 0 DURING TRADING HOURS; 01/1998*** 2. ALWOODLEY REALTY, LLC; EAST GREENWICH, RI; THE LLC HOLDS REAL ESTATE; BOARD MEMBER; MANAGER; .25 HOURS AFTER BUSINESS; 0 DURING TRADING HOURS; 01/1998** 3. SITWELL PARK, LLC; EAST GREENWICH, RI; REAL ESTATE INVESTMENTS; CONDUCT ALL ADMINISTRATIVE AND FINANCIAL DUTIES FOR THE LLC; THERE ARE NO SECURITIES RELATED ACTIVITIES. INVESTMENT DECISIONS RELATE TO THE PURCHASE AND/OR SALE OF REAL ESTATE; ON THE FINANCE OR INVESTMENT COMMITTEE; 01/2002** 4. SANDMOOR REALTY, LLC; EAST GREENWICH, RI; 50% OWNER; HOLDS RAW LAND; ON THE FINANCE OR INVESTMENT COMMITTEE; 2001 5. Moortown Realty LLC; Investment related; PROVIDENCE,RI; Real Estate; manager of llc, co-trustee(proprietor, partner, officer, director, employee, trustee, agent); Jan 1998; During business hours: 0; After business hours: 0; manager of llc, Family Real Estate holding company. The Ronald H. Nani Marital Trust owns 99% (Ronald H. Nani was my father) and Verna J. Nani, my mother, owns 1%, The LLC owns land and a building located in East Providence, RI which it leases to a tenant. ouglas R. Nani in his role as co-trustee of the Ronald H. Nani Marital Trust 6. Sitwell Park, LLC; Investment related; Johnston, RI; Real Estate Investments; manager/owner(proprietor, partner, officer, director, employee, trustee, agent); Aug 2005; During business hours: 0; After business hours: 1; manager/owner, The sole purpose of the LLC is a real estate holding, development, and management 7. *379939 - St. Sebastien Church; Investment related No; Providence, RI; Catholic Church; Member of the Parish Finance Council (proprietor, partner, officer, director, employee, trustee, agent); Sep 2019; After business hours: 1 8. *428460- Power of Attorney; Investment related - Yes; Providence, Rhode Island; 03/2021; During business hours: 0; After business hours: 4; 9.*182893- Sandmoor realty, LLC; Investment related -Yes; Providence, Rhode Island; Real Estate; Member of LLC (proprietor, partner, officer, director, employee, trustee, agent); 01/2014; During business hours: 0; After business hours: 1; Administrative

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-04-22
• S63 Uniform Securities Agent State Law Examination
  1994-04-06