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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
222 N Pacific Coast Hwy Suite 2000, El Segundo, CA 90245 • United States
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Services Consultants Llc | Los Angeles | CA | 12/2009 | Present |
| The Prudential Insurance Company Of America | Sherman Oaks | CA | 07/2014 | Present |
| Pruco Securities Llc | Sherman Oaks | CA | 07/2014 | 11/2024 |
| Lpl Enterprise, Llc | Sherman Oaks | CA | 11/2024 | Present |
1) 10/10/2024- Independent Services Consultants / ISC Financial & Insurance Services- DBA for LPL Business (entity for LPL business)- DBA: ISC Financial & Insurance Services- INV Related- Sherman Oaks, CA- Start Date 09/15/2011- 1hrs/mth- 1hrs during trading 2) 10/08/2024- Independent Services Consultants, LLC- Non-Variable Insurance- Fixed Insurance, Health & Medicare Supplement- INV Related- Sherman Oaks, CA- Start Date 09/15/2011- 1hrs/mth- 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-10 |
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