Best Investors Account Sign in

Philip Carson Shively

LPl Financial LLC

Columbus, OH

CRD 1289726

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-08
OH RA APPROVED 1999-10-18
  • TX RA
    APPROVED_RES
    Since 2013-02-08
  • OH RA
    APPROVED
    Since 1999-10-18

Branch Locations

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Society National Bank Cleveland OH 06/1987 Present
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) Columbus OH 06/1995 Present
  • 06/1987 → Present
    Society National Bank
    Cleveland, OH
  • 06/1995 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
    Columbus, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-09-05
  • S63 Uniform Securities Agent State Law Examination
    1984-09-05
Other Names
  • Philip C Shively
  • Phil Shively

View on SEC IAPD

More in Columbus, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor