Joseph Marvin Friedman

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-02
CO	RA	APPROVED	2014-03-03
FL	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-04-02
CO RA
APPROVED

Since 2014-03-03
FL RA
APPROVED

Since 2009-06-01

Branch Locations

Denver, CO • United States

1691 Michigan Ave Ste 550, Miami Beach, FL 33139 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Denver	CO	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Denver, CO
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

1991-04-17 → 2009-06-01

Citigroup Global Markets Inc.

Coral Gables, FL

Coral Gables, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-08-02

S63 Uniform Securities Agent State Law Examination

1984-08-02