James Michael Tabak

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 09/2023
  Ameriprise Financial Services, Inc.
  Edinburg, TX
• 09/2023 → Present
  Lpl Financial Llc
  Edinburg, TX

Previous Registrations

• 1984-08-21 → 2023-09-27
  Ameriprise Financial Services, Llc
  Edinburg, TX

Other Businesses

1- 09/20/2023 / Riversource life / Non-Variable Insurance / INVESTMENT RELATED / At Reported Business Location(s) - Start Date 9/20/2023 - 3 HRS MNTH / 2 TIME SPNT PRNCT 2- 09/20/2023 / JAMES TABAK / Non-Variable Insurance / INVESTMENT RELATED/ At Reported Business Location(s) - Start Date 9/1/2023 - 1 Hour Per Month 3- 09/20/2023/ JTABAK GROUP LLC / Business Entity For Tax/Investment Purposes Only /NON-INVESTMENT RELATED/ Start Date 8/1/2023 4- 09/29/2023 / LIBRA WEALTH CONSULTANTS / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / At Reported Business Location(s)/ 160 HRS MNTH / 8 HRS DURING TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-08-17