Jeffrey Emerson Williams

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → Present
  Lpl Financial Llc
  Mechanicsville, VA

Other Businesses

1. 07/16/2004 - NON-VARIABLE INSURANCE - SELL FIXED ANNUITIES, LTC, DIS, TERM, WHOLE & UNIVERSAL LIFE - ROCKVILLE, VA. 2. 9/27/2006 - ACT IN A FIDUCIARY CAPACITY - JACK AND MARY WILLIAMS- MOTHER AND FATHER - TRUSTEE - TIME SPENT 5%. 3. 5/16/2008 - NO BUSINESS NAME - INV REL - REAL ESTATE RENTAL - 140 HAWK NEST COURT- NO RENTERS ARE CUSTOMERS. - TIME SPENT 5% 4. 05/08/13 - METRO RICHMOND OFFICIALS ASSOCIATION - OTHER-UMPIRE - UMPIRE OF MIDDLE SCHOOL AND JV HIGH SCHOOL GIRLS FAST PITCH SOFTBALL GAMES - 10% OF TIME SPENT - ROCKVILLE, VA 5. 08/19/2015 - NO BUSINESS NAME - INV REL - 12127 VICTORIA HILLS ROAD ROCKVILLE, VA 23146 - REAL ESTATE RENTAL - START 07/16/2004 - NO TIME SPENT - OWN RESIDENTIAL RENTAL PROPERTY- 3115 N. PARHAM ROAD RICHMOND, VA. 6. 9/28/2015: Williams Wealth Management - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/14/2014 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-29
• S63 Uniform Securities Agent State Law Examination
  1984-08-03