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Ronald Allan Sirt

LPl Financial LLC

Chicago, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-29
  • IL RA
    APPROVED
    Since 2026-06-29

Branch Locations

8750 W Bryn Mawr Ste 1300, Chicago, IL 60631 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Finra Chicago IL 01/2001 Present
Wells Fargo Advisors, Llc Chicago IL 01/2012 11/2016
Wells Fargo Clearing Services, Llc Chicago IL 11/2016 04/2025
Old National Bank Chicago IL 06/2026 Present
Lpl Financial Llc Chicago IL 06/2026 Present
Unemployed Skokie IL 04/2025 06/2026
  • 01/2001 → Present
    Finra
    Chicago, IL
  • 01/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Chicago, IL
  • 11/2016 → 04/2025
    Chicago, IL
  • 06/2026 → Present
    Old National Bank
    Chicago , IL
  • 06/2026 → Present
    Chicago, IL
  • 04/2025 → 06/2026
    Unemployed
    Skokie, IL
Previous Registrations
  • 2012-01-04 → 2025-07-03
    Chicago, IL
    Westchester, IL
    Elmhurst, IL
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Houston, TX
    St. Louis, MO
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2011-07-01 → 2012-01-03
    Highland Park, IL
  • 2007-10-11 → 2011-05-02
    Howe Barnes Capital Management, Inc.
    Chicago, IL
Other Businesses

1. 06/2026 - Ronald Sirt - Real Estate Rental - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Mundelein IL 60060 – OBA Start Date: 03/06/2020 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Old National Wealth Advisors - Inv Rel - At Reported Business Location (s) - Start Date : 06/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-23
S63 Uniform Securities Agent State Law Examination 1984-11-09
  • S65 Uniform Investment Adviser Law Examination
    2004-09-23
  • S63 Uniform Securities Agent State Law Examination
    1984-11-09
Other Names
  • Ronald Allan Sirt
  • Ronald A Sirt

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